Proposal for a Regulation of the European Parliament and of the Council on common rules in the field of civil aviation security

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1. Tekst

Delegations will find in the Annex the draft Regulation as it results from the meeting of the

Working Party on Aviation on 24 January 2005. Comments by delegations are included in

footnotes. Changes to the previous text (doc. 16056/05) are highlighted by bold and strikethrough

characters.

All delegations have a general scrutiny reserve on the text; DELETED also have a Parliamentary

scrutiny reserve.

________________________

ANNEX

Draft

REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL

on common rules in the field of civil aviation security (Text with EEA relevance)

EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION,

Having regard to the Treaty establishing the European Community, and in particular Article 80 (2)

thereof,

Having regard to the proposal from the Commission , 3

Having regard to the opinion of the European Economic and Social Committee , 4

Having regard to the opinion of the Committee of the Regions ,

Acting in accordance with the procedure laid down in Article 251 of the Treaty 5 ,

Whereas:

(1) In order to protect persons and goods within the European Union, acts of unlawful interference with civil aircraft should be prevented by establishing common rules for

safeguarding civil aviation. This objective should be achieved by setting common rules and

common standards on aviation security as well as mechanisms for monitoring compliance.

Comments of a general nature: -

DELETED wonders whether the legal basis as indicated by the Commission - Article

80 (2) - is sufficient for this draft Regulation, in view notably of the provisions on inflight security officers;

-

Further to comments by delegations, CION stated that it is currently preparing a communication on the funding aspects;
-

CION observed that an impact assessment is not necessary in respect of the present draft Regulation, since this is merely a "remake" of an existing Regulation on which Member States have already agreed in the past. 2 OJ C [...], [...], p. [...]. 3

OJ C [...], [...], p. [...]. 4

OJ C [...], [...], p. [...]. 5

OJ C [...], [...], p. [...]. 6

The recitals have not yet been examined.

(2) It is desirable, in the interests of civil aviation security generally, to provide the basis for a common interpretation of the April 2002 issue of Annex 17 to the Chicago Convention on

International Civil Aviation of 7 December 1944.

(3) Regulation (EC) No 2320/2002 of the European Parliament and of the Council of 16 7

December 2002 establishing common rules in the field of civil aviation security was adopted as a result of the events of 11 September 2001 in the United States.

(4) The content of Regulation (EC) No 2320/2002 should be revised in the light of the experience gained, and the Regulation itself should be replaced by a new act seeking the

simplification, harmonisation and clarification of the existing rules and the improvement of

the levels of security.

(5) Given the need for more flexibility in adopting security measures and procedures in order to meet evolving risk assessments and to allow new technologies to be introduced, the new act

should lay down the basic principles of what has to be done in order to safeguard civil

aviation against acts of unlawful interference without going into technical and procedural

details on how they are to be implemented.

(6) The new act should apply to airports serving civil aviation located in the territory of a Member State, to operators providing services at such airports and to entities providing

goods and/or services to or through such airports.

(7) Without prejudice to the Convention on offences and certain other acts committed on board aircraft, Tokyo, 1963, the Convention for the suppression of unlawful seizure of aircraft,

The Hague, 1970 and the Convention for the suppression of unlawful acts against the safety

of civil aviation, Montreal 1971, the new act should cover security measures that apply on

board an aircraft, or during a flight, of Community air carriers.

(7a) It is recognised that the decision to deploy in-flight security officers is for individual 8

Member States to determine.

OJ L 355, 30.12.2002, p. 1. 8

New recital suggested by CION. See also the Annex, Chapter 10, point 5.

(8) The various types of civil aviation do not necessarily present the same level of threat. In setting common standards on aviation security, the size of the aircraft, the nature of the

operation and/or the frequency of operations at airports should be taken into account with a

view to permitting the grant of derogations.

(9) Member States should also be allowed, on the basis of a risk assessment, to apply more stringent measures than those to be laid down. However, it should be possible for the

Commission to examine those more stringent measures and to decide whether a Member

State may continue to apply them.

(10) Third countries may require the application of measures that differ from those laid down in this act in respect of flights from an airport in a Member State to, or over, that third country.

However, without prejudice to any bilateral agreements to which the Community is a party,

it should be possible for the Commission to examine the measures required by the third

country and to decide whether a Member State, operator or other entity concerned may

continue to apply the measures required.

(11) Even though, within a single Member State, there may be two or more bodies or entities involved in aviation security, each Member State should designate a single authority

responsible for the coordination and monitoring of the implementation of security standards.

(12) In order to define responsibilities for the implementation of the common standards and to describe what measures are required by operators and other entities for this purpose, each

Member State should draw up a national civil aviation security programme. Furthermore,

each airport operator, air carrier and entity applying aviation security standards should draw

up, apply and maintain a security programme in order to comply both with the new act and

with whichever national civil aviation security programme is applicable.

(13) In order to monitor compliance with the new act and with the national civil aviation security programme, each Member State should draw up and ensure the implementation of a national

programme to check the quality of civil aviation security.

(14) In order to monitor the application by Member States of the new act, and also to make recommendations to improve identify weak points in aviation security, the Commission

should conduct inspections, including unannounced inspections.

(15) Implementing acts setting out common measures and procedures for the implementation of the common standards and containing sensitive security information, together with

Commission inspection reports and answers of national authorities should be regarded as

"EU classified information" within the meaning of Commission Decision 2001/844/EC,

ECSC, Euratom of 29 November 2001 amending its internal rules of procedure . Those items should not be published; they should only be made available to those operators and

entities with a legitimate interest.

(16) The measures and procedures necessary for the implementation of this Regulation should be adopted in accordance with Council Decision 1999/468/EC of 28 June 1999 laying down the

procedures for the exercise of implementing powers conferred on the Commission .

(17) For the purpose of allowing transfer passengers and transfer baggage to be exempted from screening when arriving on a flight from a third country, which is known as the concept of

"one-stop security", as well as for allowing passengers arriving on such a flight to mix with

screened departing passengers, it is appropriate to encourage agreements between the

Community and third countries, recognising that the security standards applied in the third

country are equivalent to Community standards.

(18) Penalties should be provided for infringements of the provisions of this Regulation. These 11

penalties, which may be of a civil or administrative nature , should be effective, proportionate and dissuasive.

OJ L 317, 3.12.2001, p. 1. 10

OJ L 184, 17.7.1999, p. 23. 11

Text in bold has been inserted following a request by DELETED. See in the same line recital 23 of Regulation (EC) 2111/2005 (JO L 344/15, 27.12.2005). CION has a scrutiny reserve.

(19) Arrangements for greater cooperation over the use of Gibraltar airport were agreed in London on 2 December 1987 by the Kingdom of Spain and the United Kingdom in a

joint declaration by the Ministers of Foreign Affairs of the two countries. Such

arrangements have yet to enter into operation,

HAVE ADOPTED THIS REGULATION:

Article 1

Objectives

1.

This Regulation establishes common rules for safeguarding civil aviation against acts of unlawful interference.

It also provides the basis for a common interpretation of Annex 17 to the 1944 Chicago

Convention on International Civil Aviation.

2.

The means of achieving the objectives set out in paragraph 1 shall be:
a)

the setting of common rules and common basic standards on aviation security; b) mechanisms for monitoring compliance.

Article 2

Scope

1.

This Regulation shall apply to the following:
a)

all airports or parts of airports serving civil aviation located in the territory of a Member 12

State ;

b)

all operators, including air carriers, providing services at airports referred to in point (a); 13
c)

all entities operating from premises located inside or outside airport premises and 14

providing goods and/or services to or through airports referred to in point (a) .

[ 15 ]

2.

The application of this Regulation to the airport of Gibraltar is understood to be without prejudice to the respective legal positions of the Kingdom of Spain and the United Kingdom

with regard to the dispute over sovereignty over the territory in which the airport is situated.

3.

Application of this Regulation to Gibraltar airport shall be suspended until the arrangements included in the Joint Declaration made by the Foreign Ministers of the Kingdom of Spain and

the United Kingdom on 2 December 1987 enter into operation. The Governments of Spain

and the United Kingdom will inform the Council of such date of entry into operation.

DELETED would like to specify that the Regulation only applies to those parts of the

airports of the Member States that are handling 'civil aviation'. See also the alternative drafting suggested by DELETED below.

DELETED felt that 'all entities' is too broad. 14

DELETED suggested referring in this context to 'impact on security'. 15

DELETED suggested reformulating the scope as follows (and adding a new definition of 'civil aviation', see at the end of Article 3):

'This Regulation shall apply to the following: a) all civil aviation operations;

b)

all airports or parts of airports serving civil aviation located in the territory of a Member State;
c)

all operators, including air carriers, providing services at airports referred to in point (b);
d)

all entities operating from premises located inside or outside airport premises and providing goods and/or services to or through airports referred to in point (b).'

Article 3

Definitions

For the purpose of this Regulation:

(1) `civil aviation' means any air transport operation, both commercial and non-commercial, as well as both scheduled and non-scheduled operations, but excluding operations carried out by

state aircraft referred to in Article 3 of the 1944 Chicago Convention on International Civil

Aviation;

(2) `aviation security' means the combination of measures and human and material resources intended to safeguard civil aviation against acts of unlawful interference;

(2a) 'airport' means any area of land [or water] especially adapted for the landing, taking-off

and manoeuvres of aircraft, including the ancillary installations which these operations

may involve for the requirements of aircraft traffic and services including the

installations needed to assist commercial air services.

(3) `operator' means a person, organisation or enterprise engaged, or offering to engage, in an air transport operation;

(4) `air carrier' means an air transport undertaking holding a valid operating licence or equivalent;

(5) `Community air carrier' means an air carrier holding a valid operating licence granted by a 17

Member State in accordance with Council Regulation (EC) No 2407/92 ;

This new definition originates from Directive 96/67/EC ('Groundhandling Directive', OJ L 25.10.1996). The insertion between brackets is a CION suggestion. CION also wondered if the words at the end [including ... services] could be deleted. 17

OJ L 240, 24.8.1992, p. 1.

(6) `prohibited articles' means weapons, explosives or other dangerous devices, articles or substances that may be used to commit an act of unlawful interference;

(7) `screening' means the application of technical or other means which are intended to identify and/or detect prohibited articles;

(8) `security control' means the application of means by which the introduction of prohibited articles may be prevented;

(9) `access control' means the application of means by which the entry of unauthorised persons or unauthorised vehicles, or both, may be prevented;

(10) `airside' means the movement area of an airport, adjacent terrain and buildings or portions

thereof, access to which is restricted;

(11) `landside' means those parts of an airport, adjacent terrain and buildings or portions thereof

that are not airside;

(12) `security restricted area' means that area of airside where, in addition to access being

restricted, access control and the required level of security control is applied;

(13) `demarcated area' means an area that is separated by means of access control either from

security restricted areas, or, if the demarcated area itself is a security restricted area, from

other security restricted areas of an airport;

(14) `background check' means a verifiable check of a person's identity, including any criminal

history, as part of the assessment of an individual's suitability for unescorted access to

security restricted areas;

DELETED would like to have a more open definition.

(15) `transfer passengers, baggage or cargo' means passengers, baggage or cargo departing on an

aircraft other than that on which they arrived;

(16) `transit passengers, baggage or cargo' means passengers, baggage or cargo departing on the

same aircraft as that on which they arrived;

(17) `potentially disruptive passenger' means a passenger who is either a deportee, a person

deemed to be inadmissible for immigration reasons or a person in lawful custody;

(18) `cabin baggage' means baggage intended for carriage in the cabin of an aircraft;

(19) `hold baggage' means baggage intended for carriage in the hold of an aircraft;

(20) `accompanied hold baggage' means baggage accepted for carriage in the hold of an aircraft on

which the passenger who checked it in is on board;

(21) `air carrier mail' means mail whose origin and destination are both an air carrier;

(22) `air carrier materials' means materials either whose origin and destination are both an air

carrier or that are used by an air carrier;

(23) `cargo' means any property intended for carriage on an aircraft other than baggage, air carrier

mail and air carrier materials, and in-flight supplies;

DELETED suggested adding the following definition

"'unaccompanied hold baggage' means baggage, carried on an aircraft, which has not been checked in for the flight by a passenger travelling on that same flight". 20

DELETED requested using the same definition as in Annex 17, but indicated that it will look at it again.

(24) `regulated agent' means an air carrier, agent, freight forwarder or any other entity who

ensures the security controls in accordance with this Regulation in respect of cargo;

(25) `known consignor' means a consignor who originates cargo and whose procedures meet

common security rules and standards sufficient to allow carriage of that cargo on any aircraft;

(26) `account consignor' means a consignor who originates cargo and whose procedures meet

common security rules and standards sufficient to allow carriage of that cargo on all-cargo

aircraft;

(27) `aircraft security check' means an inspection of those parts of the interior of the aircraft to

which passengers may have had access, together with an inspection of the hold of the aircraft

in order to detect prohibited articles and unlawful interferences with the aircraft;

(28) `aircraft security search' means an inspection of the interior and accessible exterior of the

aircraft in order to detect prohibited articles and unlawful interferences with the aircraft;

(29) `in-flight security officer' means a person who is employed by a Member State to travel on an

aircraft of the air carrier licensed by it with the purpose of protecting that aircraft and its

occupants against acts of unlawful interference;

[ ]

Article 4

Common basic standards

1.

The common basic standards for safeguarding civil aviation against acts of unlawful interference shall be as laid down in the Annex.

2.

Detailed measures and procedures for the implementation of the common basic standards referred to in paragraph 1 shall be laid down in accordance with the procedure referred to in

Article 16(2).

DELETED suggested the following additional definition, which DELETED can accept:

'"entity" means a person, organization or enterprise other than operators referred to in Article 3(3), undertaking security controls or otherwise contributing to the security of an airport.' The following additional definition, which originates from the draft Regulation on passengers with reduced mobility (2005/0007(COD)), was also proposed:

'"managing body of the airport" means a body which notably has as its objective under national legislation the administration and management of the airport infrastructures, and the coordination and control of the activities of the different operators present in the airport or airport system concerned.' DELETED suggested inserting the following additional definition: '"civil aviation" means

any air operation, excluding operations carried out by state aircraft referred to in Article 3 of the 1944 Chicago Convention on International Civil Aviation'

DELETED would like to have a definition of 'airport operator'.

DELETED suggested inserting a definition of 'mail' as in Regulation 2320/2002 (Annex,

Definitions, point 17: "Mail": Despatches of correspondence and other objects tendered by and intended for delivery to postal administrations. A postal authority/administration is defined by Member States.); see for an explanation by RO doc. 16065/05, page 11. CION opposes inserting such definition.

DELETED also suggested inserting a definition of 'unruly passengers', since security

controls should also be directed to them; see also text suggestions by this delegation at points 4.3 and 10(2) in the Annex.

DELETED has a special scrutiny reserve on this paragraph.

These measures shall, in particular, address:

a)

methods of screening, access control and other security controls; b) methods of performing aircraft checks and aircraft searches; c) prohibited articles;
d)

performance criteria and acceptance tests for equipment; e) staff recruitment and training requirements;
f)

the definition of critical parts of security restricted areas;
g)

the obligations of, and the validation procedures for, regulated agents, known consignors and account consignors;
h)

categories of persons, goods and aircraft that for objective reasons shall be subject to special security procedures or shall be exempted from screening, access control or other

security controls. 23

3.

The Commission shall set, in accordance with the procedure referred to in Article 16(2), criteria to allow Member States to derogate from the common basic standards referred

to in paragraph 1 and to adopt security measures that provide an adequate level of

protection on the basis of a local risk assessment. Such alternative measures shall be

justified by reasons relating to the size of the aircraft, the nature of the operations [or of

other relevant activities], and/or the frequency of operations [at the airport concerned].

The Member States shall inform the Commission of these measures.

DELETED would like to delete this subparagraph. 24

This is a new text proposed at the last meeting which was welcomed by delegations, subject to some minor refinements. DELETED would still prefer to maintain the text of Article 4.3 of Regulation 2320/2002, reading as follows:

'The appropriate authority of a Member State may, on the basis of a local risk assessment, and where the application of the security measures specified in the Annex to this Regulation may be disproportionate, or where they can not be implemented for objective practical reasons, adopt national security measures to provide an adequate level of protection, at airports: (a) with a yearly average of 2 commercial flights per day; or (b) with only general aviation flights; or

(c) with commercial activity limited to aircraft with less than 10 tonnes of Maximum Take Off Weight (MTOW) or less than 20 seats, taking into account the particularities of such small airports.

The Member State concerned shall inform the Commission of these measures.'

4 Member States shall ensure the application of the common basic standards referred to in paragraph 1. Where they have reason to believe that the level of security has been

compromised through a security breach, Member States shall ensure that appropriate and

prompt action is taken to rectify that breach and ensure the continuing security of civil

aviation.

Article 4a

[text transferred to Chapter 10, point 5]

Article 5 More stringent measures applied by Member States

1.

Member States may apply more stringent measures than the common basic standards as laid down in Article 4. In doing so, they shall act on the basis of a risk assessment and in

compliance with Community law. More stringent measures shall be relevant, objective, non-

discriminatory and proportional to the risk that is being addressed.

Member States shall inform the Commission of such measures as soon as possible after their

application. Upon reception of such information, the Commission shall transmit this

information to the other Member States .

Member States are not required to inform the Commission if the measures concerned are

limited to a given flight on a specific date.

2.

[Deleted, as well as paragraph 3 ]

DELETED suggested rewording this text, which was suggested by DELETED, as follows:

"Where there is reason to believe that the application of the common basic standards has been compromised, the Member State concerned shall ensure that appropriate and prompt action is taken to ensure the continuing security of civil aviation." 26

DELETED has a specific scrutiny reserve on this Article. 27

CION has a specific scrutiny reserve on this last sentence. 28

CION has a specific scrutiny reserve on the deletion of paragraphs 2 and 3.

Article 6

Security measures required by third countries

1.

Without prejudice to any bilateral agreements to which the Community is a party, a Member State shall inform the Commission of measures required by a third country if they differ from

the common basic standards as laid down in Article 4 in respect of flights from an airport in a

Member State to, or over, that third country.

2.

At the request of the Member State concerned or on its own initiative, the Commission shall examine the application of any measures notified under paragraph 1 and may, in accordance

with the procedure referred to in Article 16(2), draw up an appropriate response to the third

country concerned.

3.

Paragraphs 1 and 2 shall not apply if:
a)

the Member State concerned applies the measures concerned in accordance with Article 5; or
b)

the requirement of the third country is limited to a given flight on a specific date.

Article 7

Appropriate authority

Where, within a single Member State, two or more bodies or entities are involved in aviation

security, that Member State shall designate a single authority (hereinafter referred to as "the

appropriate authority") to be responsible for the coordination and monitoring of the implementation

of the common basic standards referred to in Article 4.

Article 8

[Deleted]

Article 9

National civil aviation security programme

1.

Every Member State shall draw up, apply and maintain a national civil aviation security programme.

That programme shall define responsibilities for the implementation of the common basic

standards referred to in Article 4 and shall describe the measures required by operators and

other entities for this purpose.

2.

The appropriate authority shall make available in writing on a 'need to know' basis the appropriate parts of its national civil aviation security programme to operators and entities

which it deems to have a legitimate interest.

Article 9a

National quality control programme

1.

Every Member State shall draw up, apply and maintain a national quality control programme.

That programme shall enable the Member State to check the quality of civil aviation security

in order to monitor compliance both with this Regulation and with its national civil aviation

security programme.

2.

The specifications for the national quality control programme shall be adopted in accordance with the procedure referred to in Article 16(2).

The programme shall allow for the swift detection and correction of deficiencies. It shall also

provide that all airports, operators and other entities responsible for the application of security

standards that are located in the territory of the Member State concerned shall be regularly

monitored directly by, or under the supervision of, the national authority.

Article 10

Airport security programme

1.

Every airport operator shall draw up, apply and maintain an airport security programme. That programme shall describe the methods and procedures which are to be followed by the

airport operator in order to comply both with this Regulation and with the national civil

aviation security programme of the Member State in which the airport is located.

The programme shall include an internal quality control provisions describing how

compliance with these methods and procedures is monitored by the airport operator.

2.

The airport security programme shall be submitted to the appropriate authority.

Article 11

Air carrier security programme

1.

Every air carrier shall draw up, apply and maintain an air carrier security programme.

That programme shall describe the methods and procedures which are to be followed by the

air carrier in order to comply both with this Regulation and with the national civil aviation

security programme of the Member State from which it provides services.

The programme shall include an internal quality control provisions programme describing

how compliance with these methods and procedures is monitored by the air carrier.

2.

Upon request , the air carrier security programme shall be submitted to the appropriate authority, which may take further action if appropriate.
3.

Where a Community air carrier security programme has been validated by the appropriate authority of the Member State granting the operating licence, it shall be recognised by all

other Member States. Such validation and recognition shall not apply for to those parts of

the programme that relate to more stringent measures that have to be applied in the territory of Member States other than the Member States granting the operating license.

DELETED requested deletion of 'on request', here and in Article 12. DELETED opposed. 30

DELETED would also like to refer to 'other measures' or 'local measures'; CION however opposed, stating this would jeopardize the objective of harmonisation.

Article 12

Security programme of an entity applying aviation security standards

1.

Every entity required under the national civil aviation security programme referred to in Article 9 to apply aviation security standards shall draw up, apply and maintain a security

programme.

That programme shall describe the methods and procedures which are to be followed by the

entity in order to comply with the national civil aviation security programme of the Member

State in respect of its operations in that Member State.

The programme shall include an internal quality control programme provisions describing

how compliance with these methods and procedures is to be monitored by the entity itself.

2.

Upon request, the security programme of the entity applying aviation security standards shall be submitted to the appropriate authority.

[ ]

Article 13

[renumbered as Article 9a]

DELETED recommends to add a paragraph so that it is made clear that 'known consignors'

and 'account customers' are not required to draw up, apply and maintain a security programme. The following text is proposed: 'Member States are not required to apply this Article to known consignors or account consignors'. CION cannot accept this, since regulated agents and known consignors will have to have a security programme in order to be granted their status (condition sine qua non). CION observed however that this will be part of the validation procedure as referred to in Article 4(2) under g).

Article 14

Commission inspections

1.

The Commission, acting in cooperation with the appropriate authority of the Member State concerned, shall conduct inspections - including inspections of airports, operators and entities

applying aviation security standards - in order to monitor the application by Member States of

this Regulation and, as appropriate, to make recommendations to improve identify weak

points in aviation security. For this purpose, the appropriate authority shall inform the

Commission in writing of all airports in its territory serving civil aviation other than those

covered by the third subparagraph of Article 4(2).

The procedures and the methodology for conducting Commission inspections shall be adopted in accordance with the procedure referred to in Article 16(2).

2.

Commission inspections of airports, operators and other entities applying aviation security standards shall be unannounced. The Commission shall in good time before an inspection

inform the Member State concerned thereof.

3.

Each Commission inspection report shall be communicated to the appropriate authority of the Member State concerned, which shall, in its answer, set out the measures taken to remedy any

identified deficiencies.

The report, together with the answer of the appropriate authority, shall subsequently be

communicated to the appropriate authorities of all other Member States.

CION has a reserve on the words 'and the methodology', since the methodology would not be 'fixed' and could thus not be adopted.

Article 15

Dissemination of information

The following documents shall be regarded as "EU classified documents" for the purposes of

Decision 2001/844/EC, ECSC, Euratom, and shall not be placed in the public domain:

a)

measures and procedures as referred to in Article 4(2), if containing sensitive security information;
b)

Commission inspection reports and answers of national authorities, as referred to in Article 14(3).

Article 16

Committee

1.

The Commission shall be assisted by a committee (hereinafter referred to as "the Committee").
2.

Where reference is made to this paragraph, Articles 5 and 7 of Decision 1999/468/EC shall apply, having regard to the provisions of Article 8 thereof.

The period referred to in Article 5(6) of Decision 1999/468/EC shall be set at one month.

3.

The Committee shall adopt its rules of procedure.

[ Article 17

Third countries

Agreements recognising that the security standards applied in a third country are equivalent to

Community standards may be concluded between the Community and a third country in accordance

with Article 300 of the Treaty.]

Article 18

Penalties

Member States shall lay down the rules on penalties applicable to infringements of the provisions of

this Regulation and shall take all measures necessary to ensure that they are implemented. The

penalties provided for must be effective, proportionate and dissuasive.

Article 19

Repeal

Regulation (EC) No 2320/2002 is repealed.

DELETED considered that the concept of 'equivalence to Community standards' could be

confusing, given the possibilities offered by Article 5. In the light of the explanations by CION, DELETED keeps a specific reserve on this Article. The question was raised whether the Article could be deleted altogether. CION has a specific scrutiny reserve on such possible deletion.

Article 20

Entry into force

This Regulation shall enter into force on the twentieth day following that of its publication in the

Official Journal of the European Union.

It shall apply from [two years], with the exception of Articles 4(2), 13(2), 14(1) and 16, which shall

apply from the date of entry into force.

This Regulation shall be binding in its entirety and directly applicable in all Member States.

Done at Brussels,

For the European Parliament For the Council The President The President

ANNEX TO THE ANNEX

COMMON BASIC STANDARDS FOR SAFEGUARDING CIVIL AVIATION AGAINST ACTS

OF UNLAWFUL INTERFERENCE (ARTICLE 4)

1.

AIRPORT SECURITY

1.1 Airport planning requirements

1.

When designing and constructing new airport facilities or altering existing airport facilities, requirements for the implementation of the common basic standards referred to in this Annex

and implementing acts shall be fully taken into account.

2.

At airports the following areas shall be established:
a)

landside; b) airside;
c)

security restricted areas; and
d)

critical parts of security restricted areas.

1.2 Access control

1.

Access to airside shall be restricted in order to prevent unauthorised persons and vehicles from entering these areas.
2.

Access to security restricted areas shall be controlled in order to ensure that no unauthorised persons and vehicles enter these areas.
3.

Persons and vehicles may only be granted access to airside and security restricted areas if they fulfil the required security conditions.

4.

[Before being issued with a crew identification card, ] a flight crew member of a Community air carrier shall have successfully completed a background check carried out by

the licensing Member State.

5.

Before being issued with an airport identification card that authorises access to security 36

restricted areas, a person staff member shall have successfully completed a background 37

check carried out by the Member State in which the airport is located. This shall not apply to flight crew members that have been issued with crew identification cards as referred to in

paragraph 4 .

1.3 Screening of persons other than passengers and items carried

1.

Persons other than passengers, together with items carried, shall be screened on a continuous random basis upon entering security restricted areas in order to prevent prohibited articles

from being introduced into these areas.

2.

All persons other than passengers, together with items carried, shall be screened upon entering critical parts of security restricted areas in order to prevent prohibited articles from being

introduced into these parts.

DELETED suggested deleting these words. 35

DELETED suggested rephrasing the text as follows: 'Flight crew members of a Community air carrier must have successfully completed a background check'.

Change made on suggestion by DELETED, supported by CION. 37

DELETED recommends that Member States should have discretion and an entitlement to

recognise a background check completed by another Member State. Flexibility is desirable for persons on temporary assignments at airports and to facilitate the movement of aircraft engineers etc within the EU. DELETED suggests the following wording for an additional paragraph:

'By way of derogation from the preceding paragraph, a Member State may accept a background check carried out by another Member State for the purposes of this Regulation'. According to CION, this additional paragraph would then have to apply to paragraphs 4 (crew identification cards) and 5 (airport identification cards). 38

DELETED hesitated regarding the mutual recognition of such identification cards implied

here. DELETED suggested the following alternative text, for consistency with proposed amendment to 1.2.4: 'This shall not apply to flight crew members who have already successfully completed a background check as referred to in paragraph 4.'

1.4 Examination of vehicles

Vehicles entering a security restricted area shall be examined in order to prevent prohibited articles

from being introduced into these areas.

1.5 Surveillance, patrols and other physical controls

There shall be surveillance, patrols and other physical controls in the security restricted areas and all

adjacent areas with public access, in order to identify suspicious behaviour of persons, to identify

vulnerabilities which could be exploited to carry out an act of unlawful interference and to deter

persons from such acts.

2.

DEMARCATED AREAS OF AIRPORTS

Aircraft parked in demarcated areas of airports to which alternative measures referred to in the third

subparagraph of Article 4(2) apply, shall be separated from aircraft to which the common basic

standards as laid down in the Annex apply in full, in order to ensure that security standards applied

to aircraft, passengers, baggage and cargo of the latter are not compromised.

3.

AIRCRAFT SECURITY
1.

If passengers disembark an aircraft, the aircraft shall be subjected to an aircraft check before 39

departure in order to ensure that no prohibited articles are present on board.

2.

Every aircraft shall be protected from unauthorised interference.
3.

Every aircraft that has not been protected from unauthorised interference shall be subjected to an aircraft search.

DELETED wished to exclude technical stops. 40

DELETED, suggested moving paragraphs 2 and 3 to implementing legislation.

4.

PASSENGERS AND CABIN BAGGAGE

4.1 Screening of passengers and cabin baggage

1.

All originating, transfer and transit passengers and their cabin baggage shall be screened in order to prevent prohibited articles from being introduced into security restricted areas and on

board an aircraft.

2.

Transfer passengers and their cabin baggage may be exempted from screening, if:
a)

they arrive from a Member State, unless the Commission or that Member State has provided information that those passengers and their cabin baggage cannot be

considered as having been screened to the common standards; or

b)

they arrive from a third country with which the Community has an agreement as referred to in Article 17 that recognises that these passengers and their cabin baggage

have been screened to security standards equivalent to Community standards.

3.

Transit passengers and their cabin baggage may be exempted from screening, if:

a)

they remain on board the aircraft ; or
b)

they do not mix with screened departing passengers other than those who board the same aircraft; or

DELETED suggested deleting paragraph a), because it is self-evident, as well as paragraph

b), because it induces the idea that, in transit, certain screened departing passengers could be embarked without knowing their security status. No authority could take responsibility for something like this to happen.

c)

they arrive from a Member State, unless the Commission or that Member State has provided information that those passengers and their cabin baggage cannot be

considered as having been screened to the common standards; or

d)

they arrive from a third country with which the Community has an agreement as referred to in Article 17 that recognises that these passengers and their cabin baggage

have been screened to security standards equivalent to Community standards.

4.2 Protection of passengers and cabin baggage

1.

Passengers and their cabin baggage shall be protected from unauthorised interference from the point at which they are screened until departure of the aircraft on which they are carried.
2.

Screened departing passengers shall not mix with arriving passengers, unless:
a)

the passengers arrive from a Member State, provided that the Commission or that Member State has not provided information that those arriving passengers and their

cabin baggage cannot be considered as having been screened to the common standards;

b)

the passengers arrive from a third country with which the Community has an agreement as referred to in Article 17 that recognises that these passengers have been screened to

security standards equivalent to Community standards.

4.3 Potentially disruptive passengers

Before departure potentially disruptive passengers shall be subjected to appropriate security

measures.

DELETED suggested adding after 'Potentially disruptive passengers' (in title and in text): 'unruly passengers'.

5.

HOLD BAGGAGE

5.1 Screening of hold baggage

1.

All hold baggage shall be screened prior to being loaded onto an aircraft.
2.

Transfer hold baggage may be exempted from screening, if:
a)

it arrives from a Member State, unless the Commission or that Member State has provided information that this hold baggage cannot be considered as having been

screened to the common standards; or

b)

it arrives from a third country with which the Community has an agreement as referred 44

to in Article 17 that recognises that this hold baggage has been screened to security standards equivalent to Community standards.

3.

Transit hold baggage may be exempted from screening if it remains on board the aircraft.

5.2 Protection of hold baggage

Hold baggage to be carried on an aircraft shall be protected from unauthorised interference from the

point at which it is screened [or accepted into the care of the air carrier, whichever is earlier ], until the departure of the aircraft on which it is to be carried.

DELETED

DELETED wished to add "to prevent prohibited articles etc." to align with the wording of Article 4.1. CION considered this would create an unrealistic expectation of the efficiency of screening equipment used for hold baggage.

DELETED suggested adding the words "and protected". DELETED thinks that hold baggage screened in a third country should still be adequately protected.

DELETED suggested deleting the words between brackets, since this paragraph already

provides for protection of hold baggage once it has been accepted into the care of the air carrier. It is not clear what would be gained in terms of safety by having it checked again subsequently. Only protection after screening needs to be specified, according to .

5.3 Baggage reconciliation

1.

Each item of hold baggage shall be identified as accompanied or unaccompanied. The hold baggage of a passenger who has checked in for a flight but who is not on board the aircraft

shall be identified as unaccompanied.

2.

Unaccompanied hold baggage shall not be transported, unless that baggage has been either separated due to factors beyond the passenger's control or subjected to additional security

controls.

6.

CARGO

6.1 Security controls for cargo

1.

All cargo shall be subjected to security controls prior to being loaded on an aircraft. An air carrier shall not accept cargo for carriage on an aircraft unless the application of security

controls is confirmed and accounted for by a regulated agent, a known consignor or an

account consignor.

2.

Transfer cargo shall be subjected to security controls as detailed in an implementing act.

3.

Transit cargo may be exempted from security controls if it remains on board the aircraft.

DELETED wondered whether there should be a derogation for very small numbers of passengers.

DELETED, would like to delete this paragraph. 48

DELETED, suggested adding in this chapter, in the title and in the text, the words 'and mail'

after every word 'cargo'; DELETED underlined in this context that in ICAO 'mail' is not comprised within 'cargo'. CION opposed the DELETED suggestion, since the difference between 'mail' and 'cargo' would have become less sharp in the last years. CION suggested regulating this issue in the implementing rules; DELETED supported this idea, DELETED preferred that a solution would be found in the Regulation itself.

DELETED felt this paragraph should be redrafted; CION would reflect. 50

DELETED suggested the following alternative text for this paragraph: 'Transhipment cargo may be exempted from security controls if it is protected from unauthorised interference at the point of transit. '

DELETED wished to add "provided the aircraft is protected from unauthorised interference"; CION felt this was superfluous given point 3.2.

52 ] [

6.2 Protection of cargo

1.

Cargo to be carried on an aircraft shall be protected from unauthorised interference from the point at which security controls are applied until the departure of the aircraft on which it is to

be carried.

2.

Cargo that is not adequately protected from unauthorised interference after security controls have been applied shall be screened.
7.

AIR CARRIER MAIL AND AIR CARRIER MATERIALS

Air carrier mail and air carrier materials shall be subjected to security controls and thereafter

protected until loaded onto the aircraft in order to prevent prohibited articles from being introduced

on board an aircraft.

8.

IN-FLIGHT SUPPLIES

In-flight supplies, including catering, intended for carriage or use on board an aircraft shall be

subjected to security controls and thereafter protected until loaded onto the aircraft in order to

prevent prohibited articles from being introduced on board an aircraft.

9.

AIRPORT SUPPLIES

Supplies intended to be sold or used in security restricted areas of airports, including supplies for

duty-free shops and restaurants, shall be subjected to security controls in order to prevent prohibited

articles from being introduced into these areas.

DELETED suggested adding a new paragraph to this Chapter, worded as follows:

'The appropriate authority may, based on a risk assessment, exempt mail from screening if it is to be carried on a domestic all mail flight'. CION felt that it would be better to regulate this in the implementing Regulation in accordance with Article 4(3), `nature of the operations'.

10.

IN-FLIGHT SECURITY MEASURES
1.

Without prejudice to the applicable aviation safety rules, unauthorised persons shall be prevented from entering the flight crew compartment during a flight.
2.

Without prejudice to the applicable aviation safety rules, potentially disruptive passengers shall be subjected to appropriate security measures during a flight.

3.

If, during a flight, a passenger seeks to commit an act of unlawful interference, appropriate security measures shall be taken to prevent such an act.
4.

Weapons shall not be carried on board an aircraft, unless the required security conditions have been fulfilled, and
a)

authorisation has been given by the State granting the operating licence to the air carrier concerned; and
b)

prior approval has been given by the State of departure and by the State of arrival and, where applicable, by any State which is over flown or where intermediate

stops are made .

5.

Each Member State shall decide for itself whether to deploy in-flight security officers on aircraft registered in that Member State. In-flight security officers may only be deployed

on board an aircraft if the required security conditions and training have been fulfilled.

Paragraph 4 shall also apply to in-flight security officers if they carry weapons.

6.

Paragraphs 1 to 5 shall [only ] apply to Community air carriers.

Special scrutiny reserve by all delegations on this chapter; some felt that the text should be closer aligned to the text of amendment 11 to Annex 17 of the Chicago Convention. 54

DELETED, suggested the deletion of this paragraph.

The new text is drafted by the Presidency further by a call by several delegations to insert the text of former Article 4a in this Chapter 10 and to make the text more precise. 56

The new text in this paragraph is drafted by the Presidency further to a call by several delegations for amelioration of the text. It reflects the new recital 7a and is inspired by suggestions presented by delegations, and by the wording of the Prüm Convention. 57

DELETED asked to delete this word.

[ ]

DELETED suggested rephrasing chapter 10 as follows (explanation in doc. 16056/05, page 34):

'1. Without prejudice to the applicable aviation safety rules, during a flight unauthorised persons shall be prevented from entering the flight crew compartment of an aircraft. 2. Without prejudice to the applicable aviation safety rules, potentially disruptive/unruly passengers shall be subjected to appropriate security measures during a flight.

3.

Member States may, according to the threat assessment of the competent authorities within their administrations, decide to deploy in-flight security officers in order to prevent an act of unlawful interference during a flight.
4.

Weapons shall not be carried by in-flight security officers on board an aircraft, unless an authorisation has been given by the Member State of the airport of destination and the required security conditions have been fulfilled. 5. In-flight security officers may only be deployed on board an aircraft if the required security conditions and training have been fulfilled. 6. Paragraphs 1 to 5 shall apply only to Community air carriers.'

DELETED provided the following alternative text for Chapter 10, of which DELETED suggested

putting paragraphs 5 and 6 in the recitals : '1.

Without prejudice to the applicable aviation safety rules, unauthorised persons shall be prevented from entering the flight crew compartment during a flight. (unchanged)

2.

Without prejudice to the applicable aviation safety rules, potentially disruptive passengers shall be subjected to appropriate security measures during a flight. (unchanged) 3. The flight crew and cabin staff shall be trained to take appropriate action if, during a flight, a passenger seeks to commit an act of unlawful interference. 4. Armed IFSOs shall not be carried on a flight unless:
a)

an authorisation has been given by the State granting the operating licence to the air carrier, and
b)

approval has been given by the State of arrival and where applicable by any States where intermediate stops are made if IFSOs require entry to those states

This paragraph shall also apply to weapons carried in the cabin of the aircraft.

5.

Without prejudice to the Member States competency, the Member State shall take full consideration of the safety of the flight before allowing the carriage of weapons on board an aircraft of an air carrier that has been granted an operating licence by that State.
6.

Without prejudice to the competency of a Member State to determine whether to develop a capability for deployment of IFSOs, the circumstances in which such capability would be deployed and their role and training, Member States shall take full consideration of the safety of the flight before allowing the deployment of In flight Security Officers on board an aircraft of an air carrier that has been granted an operating licence by that State. 7. Paragraphs 1 to 6 shall apply only to Community air carriers.'
11.

STAFF RECRUITMENT AND TRAINING
1.

Persons implementing, or responsible for implementing, screening, access control or other security controls shall be recruited, trained and, where appropriate, certified so as to ensure

that they are suitable for employment and competent to undertake the duties to which they

will be assigned.

2.

Persons other than passengers requiring access to security restricted areas shall, before either an airport identification card or crew identification card is issued, receive security training.
3.

Training as referred to in paragraphs 1 and 2 shall be conducted on initial and recurrent basis.
4.

Instructors engaged in the training of the persons mentioned in paragraphs 1 and 2 shall be qualified.
12.

SECURITY EQUIPMENT

Equipment used for screening, access control and other security controls shall be capable to perform

the security controls concerned.

__________________

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Proposal for a Regulation of the European Parliament and of the Council on common rules in the field of civil aviation security - Hoofdinhoud

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publicatiedatum	03-02-2006
kenmerk	5858/06